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Brokers Exchange
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#	Item
271	Notice of Filing of Proposed Rules on Attestation Standard No. 1, Examination Engagements Regarding Compliance Reports of Brokers and Dealers, Attestation Standard No. 2, Review Engagements Regarding Exemption Reports of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-12 12:07:50 Finance Net capital rule Sarbanes–Oxley Act Audit Financial audit Internal audit Internal control Public Company Accounting Oversight Board Securities Exchange Act Auditing Accountancy Business
272	COCHIN STOCK BROKERS LTD. (Subsidiary of Cochin Stock Exchange Ltd.) Regd. Office : MES Dr. P.K. Abdul Gafoor Memorial Cultural Complex[removed], 4th Floor, Judges Avenue, Kaloor , Cochin – [removed]Phone - +91-484–304 Add to Reading List Source URL: cochinstockexchange.com Language: English - Date: 2014-06-11 02:34:23 Kochi Kerala Cochin Stock Exchange Kaloor Ernakulam Ernakulam district Neighbourhoods of Kochi Geography of Kerala
273	Pakistan Mercantile Exchange Limited (formerly, National Commodity Exchange Ltd) Subject: Fines for Non-Compliance The Exchange has defined Compliance and Regulatory norms for Members and Brokers under various provis Add to Reading List Source URL: www.pmex.com.pk Language: English - Date: 2011-06-07 07:36:07 Short selling Finance Futures contract Short Order Financial economics Investment Financial regulation
274	Redressal of Investor Grievances Pakistan Mercantile Exchange Limited (PMEX) has taken several measures to redress investor grievances against PMEX members/brokers like: Issuance of instructions to members / brokers to Add to Reading List Source URL: www.pmex.com.pk Language: English - Date: 2012-05-30 05:30:48 Arbitration Arbitral tribunal Dispute resolution
275	“City Building”: The Live – Work – Play Paradigm[removed]Guest Speaker Douglas T. Linde President and Director Add to Reading List Source URL: c.ymcdn.com Language: English - Date: 2014-03-24 15:37:10 Real estate Canada Real estate brokers CBRE Group Companies listed on the New York Stock Exchange Manulife Financial Canadian Imperial Bank of Commerce Gazit-Globe Brookfield Office Properties S&P/TSX Composite Index Economy of Canada S&P/TSX 60 Index
276	2011 REALpac Chief Executives Retreat WELCOME TO CHICAGO! S 2011 Keynote Speaker Add to Reading List Source URL: c.ymcdn.com Language: English - Date: 2014-03-24 15:37:10 CBRE Group Companies listed on the New York Stock Exchange Apollo Group Drexel Burnham Lambert Real estate investment trust Marketing Year of birth missing Real estate brokers Real estate Business
277	NYSE EURONEXT Algorithms for NYSE Floor Brokers High Performance Execution Capabilities Add to Reading List Source URL: www.nyse.com Language: English - Date: 2010-11-29 18:14:45 Stock market Finance NYSE Euronext Economy of the United States New York Stock Exchange Euronext Floor broker Order STAMP Financial markets Financial economics Investment
278	LIST OF RECOMMENDED FOREIGN EXCHANGE CURRENCY BROKERS Axia FX Ltd Add to Reading List Source URL: www.propertydirectors.com Language: English - Date: 2013-06-08 07:46:29 Technology Payment systems Economy of the United Kingdom Financial Services Authority Email HCard PayPal HiFX Private company limited by shares Foreign exchange companies Business United Kingdom
279	Form No[removed]REV[removed]) Add to Reading List Source URL: pdfhost.focus.nps.gov Language: English - Date: 2008-09-19 17:14:30 Nye County Nevada George Wingfield Tasker Oddie Brokers Exchange Tonopah Nevada Nevada Mizpah Hotel Goldfield Hotel
280	Duties of Brokers, Dealers, and Investment Advisers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-01 14:13:53 United States securities law Registered Investment Advisor Self-regulatory organizations Investment Advisers Act Investment Advisor Financial adviser U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Finance Financial economics Business

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