Brokers Exchange

Results: 294



#Item
271Finance / Net capital rule / Sarbanes–Oxley Act / Audit / Financial audit / Internal audit / Internal control / Public Company Accounting Oversight Board / Securities Exchange Act / Auditing / Accountancy / Business

Notice of Filing of Proposed Rules on Attestation Standard No. 1, Examination Engagements Regarding Compliance Reports of Brokers and Dealers, Attestation Standard No. 2, Review Engagements Regarding Exemption Reports of

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Source URL: www.sec.gov

Language: English - Date: 2013-11-12 12:07:50
272Kochi / Kerala / Cochin Stock Exchange / Kaloor / Ernakulam / Ernakulam district / Neighbourhoods of Kochi / Geography of Kerala

COCHIN STOCK BROKERS LTD. (Subsidiary of Cochin Stock Exchange Ltd.) Regd. Office : MES Dr. P.K. Abdul Gafoor Memorial Cultural Complex[removed], 4th Floor, Judges Avenue, Kaloor , Cochin – [removed]Phone - +91-484–304

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Source URL: cochinstockexchange.com

Language: English - Date: 2014-06-11 02:34:23
273Short selling / Finance / Futures contract / Short / Order / Financial economics / Investment / Financial regulation

Pakistan Mercantile Exchange Limited (formerly, National Commodity Exchange Ltd) Subject: Fines for Non-Compliance The Exchange has defined Compliance and Regulatory norms for Members and Brokers under various provis

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Source URL: www.pmex.com.pk

Language: English - Date: 2011-06-07 07:36:07
274Arbitration / Arbitral tribunal / Dispute resolution

Redressal of Investor Grievances Pakistan Mercantile Exchange Limited (PMEX) has taken several measures to redress investor grievances against PMEX members/brokers like: Issuance of instructions to members / brokers to

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Source URL: www.pmex.com.pk

Language: English - Date: 2012-05-30 05:30:48
275Real estate / Canada / Real estate brokers / CBRE Group / Companies listed on the New York Stock Exchange / Manulife Financial / Canadian Imperial Bank of Commerce / Gazit-Globe / Brookfield Office Properties / S&P/TSX Composite Index / Economy of Canada / S&P/TSX 60 Index

“City Building”: The Live – Work – Play Paradigm[removed]Guest Speaker Douglas T. Linde President and Director

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Source URL: c.ymcdn.com

Language: English - Date: 2014-03-24 15:37:10
276CBRE Group / Companies listed on the New York Stock Exchange / Apollo Group / Drexel Burnham Lambert / Real estate investment trust / Marketing / Year of birth missing / Real estate brokers / Real estate / Business

2011 REALpac Chief Executives Retreat WELCOME TO CHICAGO! S 2011 Keynote Speaker

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Source URL: c.ymcdn.com

Language: English - Date: 2014-03-24 15:37:10
277Stock market / Finance / NYSE Euronext / Economy of the United States / New York Stock Exchange / Euronext / Floor broker / Order / STAMP / Financial markets / Financial economics / Investment

NYSE EURONEXT Algorithms for NYSE Floor Brokers High Performance Execution Capabilities

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Source URL: www.nyse.com

Language: English - Date: 2010-11-29 18:14:45
278Technology / Payment systems / Economy of the United Kingdom / Financial Services Authority / Email / HCard / PayPal / HiFX / Private company limited by shares / Foreign exchange companies / Business / United Kingdom

LIST OF RECOMMENDED FOREIGN EXCHANGE CURRENCY BROKERS Axia FX Ltd

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Source URL: www.propertydirectors.com

Language: English - Date: 2013-06-08 07:46:29
279Nye County /  Nevada / George Wingfield / Tasker Oddie / Brokers Exchange / Tonopah /  Nevada / Nevada / Mizpah Hotel / Goldfield Hotel

Form No[removed]REV[removed])

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Source URL: pdfhost.focus.nps.gov

Language: English - Date: 2008-09-19 17:14:30
280United States securities law / Registered Investment Advisor / Self-regulatory organizations / Investment Advisers Act / Investment Advisor / Financial adviser / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Broker-dealer / Finance / Financial economics / Business

Duties of Brokers, Dealers, and Investment Advisers

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Source URL: www.sec.gov

Language: English - Date: 2013-03-01 14:13:53
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